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Near-Infrared Spectroscopy Application Note NIR-7 Near-infrared analysis ofpolyols: process monitoring in ahostile environment 1D ◇000 · ACID VALUE 0今 0 HYDROXYL# 000 000 00 a白 D TIME (HOURS) During polymerization, real-time determination of hydroxyl and acidnumbers of polyols provide important information about the molecularweight and the reaction end point. This Application Note sheds light onthe practical aspects of process monitoring in a polyol batch process usingNIRS methodology. Real-time process monitoring with NIRS is the key tolower production costs and better product quality. Introduction Polyols are long-chain polymers which can be producedthrough reactions involving organic oxides, acids, andmulti-functional alcohols. Varied uses for the polymericmaterialiirnclude polyurethanes, surfactants, paintadditives adhesives, and foams. The particular use of thepolymer is dependent on the molecular weight of thepolyol product (which is inversely related to the hydroxylnumber of a given amount of polyol). Polyol products are typically produced in a batch reactorprocess under severe conditions (> 260 ℃, nitrogensparging, and turbulent mixing). In addition, suspendedparticles are typically found in the reactor. Theseconditions are normally prohibitive to in vivo samplingof the polyol reactor. Typical analysis of the polyolreaction must be performed in the laboratory usingtitration methods. Also, polyol samples can be difficultto handle in a laboratory due to their inherent physicalcharacteristics(i.e.,high rmelting point andhhighviscosity). Near-infrared(NIR) laboratory methods have beendeveloped as a rapid alternative and yield results whichare equivalent to those obtained by the referencelaboratory method (see also AN-NIR-6, 《Near-infraredanalysis of polyols》). The flexibility of NIR spectroscopyhas also made it possible to develop NIR methods forthe process environment. Through the use of a fiber-optic sampling interface, NIR spectroscopy provides real-time (within one minute) process monitoring of thehydroxyl and acid number endpoints in a polyol batchreactor process. Experimental Polymer samples ranging from 0 to 80 in hydroxylnumbers and from 0 to 80 in acid numbers wereanalyzed during a batch process with the temperatureof the reactor held constant at 260 C. All NIR spectrawere collected in the transmission mode (1100-2500)using an FOSS’ Process Analytics Polyol Analyzer. Sincethis instrument is not available anymore, the NIRS XDSTransmission Optiprobe Analyzer with sample heater isrecommended. In vivo sampling of the reactor wasaccomplished with a fiber-optic sampling interfaceisisting of an anhydroguide filerr bundle and astainless steel interactance immersion probe. The probeend tip was set to a gap of 3 mm providing a totalopticalpathlength of 6 mm. Sample scans weregenerated from 32 co-added scans of each sample andreferenced against 32 co-added scans of an internalfiber reference. Figure 1. Raw NIR absorbance spectra of the polyolproduction process. Results and discussion The absorbance spectra (log 1/T) for the polyol samplescollected in a batch reactor at 260C are shown inFigure 1. The variations in the wavelength regionsaround 1400-1500 and 1900-2100 nm are related tothe polymeric O-H first overtone and O-H combinationbands, respectively. To enhance subtle spectral featuresand reduce baseline variations caused by scatteringdifferences (due to suspended solids and nitrogenbubbles), the second derivative spectra were calculatedand plotted in Figure 2. Note that the second derivativehas the effect of converting peak maxima into peakminima. Figure 2. Second derivative spectra of the polyolproduction process. Figure 3. Expanded second derivative spectra of thepolymeric first overtone O-H band. Variation around 1420nm corresponds to changes in the hydroxyl number. Figure 4. Expanded second derivative spectra of thepolymeric combination O-H bands. Variation around1900 nm corresponds to changes in the acid value, 1940nm to changes in the moisture content, and 2030 nm tochanges in the hydroxyl number. Figures 3 and 4 represent enlargements of the secondderivative spectra. Notice that the bands at 2030 nm(hydroxyl combination band) and 1418 nm (hydroxylovertone band) are decreasing with decreasing hydroxylnumber. It is also evident that the band at 1898 nm (the0-Hcombination band for a carboxylicacid) isdecreasing with decreasing acid number. In order to accomplish process monitoring of thehydroxyl and acid number in a polyol batch process, acalibration model must first be developed. A multilinearleast-squares regression (MLR) was calculated using thesecond derivative spectra and the known hydroxyl andacid numbers for each sample. The calibration equation developed for the onlineanalysis of hydroxyl number in the polyol productionprocess is given in the following equation: [Hydroxyl number]= K(O)+K(1)[AA(1418/1522)] This two term model provided a correlation coefficientof 0.999 and a standard error of calibration (SEC) of0.41. The laboratory determined hydroxyl numbersversus those obtained using NIR analysis have beenplotted graphically in Figure 5. It should be noted fromEquation 1 that a second wavelength was used as adenominator wavelengthh..TThedenominatorttermnormalizes for multiplicative scatter effects caused byeffective pathlength variations for the sample matrix(due to suspended solids and reactor turbulence). Figure 5. Hydroxyl number scatter plot. An MLR calibration equation determined for the onlineanalysis of acid number in the polyol production processis given in the next equation. Once again a multiplicativescatter correction was used in this model. A correlationcoefficient of 0.999 and a SEC of 0.28 were obtained. Aplot of the calibration equation fit (laboratory value vs.NIR value) is shown in Figure 6. In both cases (hydroxylnumber and acid number), the NIR method provides arelative error of 1.5% of the mean laboratory value. [Acid number]=K(0)+K(1)[A (1898/1978)] Figure 6. Acid value scatter plot. Real-time process control Having derived suitable spectroscopic models forhydroxyl number and acid number, the NIR method wasnow applied to real-time process monitoring. The resultsattainable using NIR spectroscopy for real-time polyolsprocess monitoring are shown in Figure 7. Figure 7. Summarized results from the application of NIRspectroscopy to the application of real time polyol processmonitoring. The results, summarized from an 8 hour reactionprocess, illustrate how the hydroxyl number and acidvalue change with reaction time. The rapid (results backto the user within a minute) and accurate (comparableto the primary method) results possible using NIRspectroscopy allow the process engineer to determinethe reaction endpoints more rapidly for the polyol batchprocess. This analysis will save the plant 3-4 hours ofsample residence time and decrease the energy neededto keep the reactor at temperature. Real-time NIRspectroscopy will also improve the reproducibility of thefinal product and decrease the risk of 《overcooking》 thepolyol sample. This paper has demonstrated the potential of NIRspectroscopy for monitoring the hydroxyl and acidnumberrininaabatch reactor process. Other NIRmeasurements of interest for polyol manufacturersinclude the analysis of mixed polyols (polyols made frompropylene and ethylene oxides), the methyl substitutionrating of a polymer backbone (by using a ratio of themethyl absorption due to propylene to that due to bothpropylene and ethylene), the determination of moisture(typically to less than 100 ppm), residual oxide, andprimaryyand secondary amine levels in substitutedpolyols. Conclusions Real-time process monitoring of polyol production ispossible with NIR spectroscopy. Analysis of hydroxyl andacid numberrreadilyyprovidesmoleculararweightinformation and reaction end point determination.Benefits of NIR process monitoring of polyols productioninclude increased production, lower production costs,and better product quality control.
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